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5C CAPITAL MANAGEMENT, LLC

WOODCLIFF LAKE, NJ · CRD 284213 · IAPD ↗ · 5cwealth.com · (347) 331-0648

$648.1MRegulatory AUM
7Advisory reps
7Employees
34Clients
251-500Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — 5C CAPITAL MANAGEMENT, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — 5C CAPITAL MANAGEMENT, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
December 2024 — 5C CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($474.8M -> $525.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
April 2024 — 5C CAPITAL MANAGEMENT, LLC notice-filed in NC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.