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CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RALEIGH, NC · CRD 149124 · IAPD ↗ · capital-invest.com · 919-831-2370

$2.39BRegulatory AUM
87Advisory reps
91Employees
217Clients
26-50Planning clients
0Private funds
39States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
April 2026 — CAPITAL INVESTMENT ADVISORY SERVICES, LLC reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
81
April 2026 — CAPITAL INVESTMENT ADVISORY SERVICES, LLC grew from 76 to 87 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2025 — CAPITAL INVESTMENT ADVISORY SERVICES, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — CAPITAL INVESTMENT ADVISORY SERVICES, LLC now reports custody of client assets ($1.90B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
75
April 2025 — CAPITAL INVESTMENT ADVISORY SERVICES, LLC grew from 71 to 76 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
April 2024 — CAPITAL INVESTMENT ADVISORY SERVICES, LLC notice-filed in IA, MS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — CAPITAL INVESTMENT ADVISORY SERVICES, LLC shrank from 78 to 71 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.