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THOMAS LEO ADVISORY, LLC

MINNEAPOLIS, MN · CRD 159271 · IAPD ↗ · thomasleoadvisory.com · 612-208-1641

$192.7MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

46
April 2024 — THOMAS LEO ADVISORY, LLC notice-filed in CA, CO, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.