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ROBERTS WEALTH ADVISORS, LLC

MENLO PARK, CA · CRD 308827 · IAPD ↗ · roberts-wa.com · 650-240-2410

$446.0MRegulatory AUM
4Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — ROBERTS WEALTH ADVISORS, LLC shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2025 — ROBERTS WEALTH ADVISORS, LLC reported RAUM up 26% ($306.1M -> $385.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2024 — ROBERTS WEALTH ADVISORS, LLC now reports custody of client assets ($8.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.