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READYSTATE ASSET MANAGEMENT

CHICAGO, IL · CRD 317277 · IAPD ↗ · 312-471-8600

$10.26BRegulatory AUM
23Advisory reps
41Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

56
April 2026 — READYSTATE ASSET MANAGEMENT reported RAUM up 58% ($6.49B -> $10.26B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2025 — READYSTATE ASSET MANAGEMENT grew from 16 to 21 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
October 2024 — READYSTATE ASSET MANAGEMENT added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
59
April 2024 — READYSTATE ASSET MANAGEMENT grew from 12 to 16 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2024 — READYSTATE ASSET MANAGEMENT reported RAUM up 389% ($1.14B -> $5.58B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.