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CAPWEALTH ADVISORS, LLC

FRANKLIN, TN · CRD 148781 · IAPD ↗ · 615-778-0740

$2.03BRegulatory AUM
11Advisory reps
19Employees
1429Clients
51-100Planning clients
0Private funds
30States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — CAPWEALTH ADVISORS, LLC notice-filed in AZ, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — CAPWEALTH ADVISORS, LLC reported RAUM up 26% ($1.35B -> $1.70B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
76
April 2025 — CAPWEALTH ADVISORS, LLC grew from 5 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
April 2024 — CAPWEALTH ADVISORS, LLC notice-filed in MS, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — CAPWEALTH ADVISORS, LLC shrank from 12 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.