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EASTSOUND CAPITAL ADVISORS, LLC

· CRD 160180 · IAPD ↗ · 360-317-4688

$214.6MRegulatory AUM
6Advisory reps
8Employees
4Clients
1-10Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — EASTSOUND CAPITAL ADVISORS, LLC reported RAUM up 28% ($167.7M -> $214.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
February 2026 — EASTSOUND CAPITAL ADVISORS, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
August 2025 — EASTSOUND CAPITAL ADVISORS, LLC added office(s): 3 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
44
June 2025 — EASTSOUND CAPITAL ADVISORS, LLC notice-filed in NC, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2024 — EASTSOUND CAPITAL ADVISORS, LLC (location n/a) is newly SEC-registered with $152.2M RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.