← Tributary

IPCC ADVISOR, LP

SANTA MONICA, CA · CRD 323562 · IAPD ↗ · 424-222-8380

$191.3MRegulatory AUM
28Advisory reps
45Employees
0Clients
n/aPlanning clients
1Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
June 2025 — IPCC ADVISOR, LP (SANTA MONICA, CA) left the SEC roster (was $191.3M RAUM, 28 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
April 2024 — IPCC ADVISOR, LP now reports custody of client assets ($384.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2024 — IPCC ADVISOR, LP now reports 1 private fund(s) ($192.4M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.