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SBC WEALTH MANAGEMENT

INDIANAPOLIS, IN · CRD 122433 · IAPD ↗ · 317-848-4744

$1.01BRegulatory AUM
7Advisory reps
14Employees
11Clients
11-25Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
December 2024 — SBC WEALTH MANAGEMENT (INDIANAPOLIS, IN) left the SEC roster (was $1.01B RAUM, 7 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2024 — SBC WEALTH MANAGEMENT shrank from 9 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
85
April 2024 — SBC WEALTH MANAGEMENT crossed $1B in regulatory AUM ($878.3M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.