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HOLOS INTEGRATED WEALTH

KENNETT SQUARE, PA · CRD 329884 · IAPD ↗ · 484-893-4599

$233.1MRegulatory AUM
3Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
March 2026 — HOLOS INTEGRATED WEALTH notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2026 — HOLOS INTEGRATED WEALTH reported RAUM up 35% ($173.0M -> $233.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2025 — HOLOS INTEGRATED WEALTH now reports custody of client assets ($177.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
June 2024 — HOLOS INTEGRATED WEALTH's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
April 2024 — HOLOS INTEGRATED WEALTH (KENNETT SQUARE, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.