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STIFEL INDEPENDENT ADVISORS, LLC

ST LOUIS, MO · CRD 28218 · IAPD ↗ · columbiacrestfa.com · 314-342-4051

$5.01BRegulatory AUM
132Advisory reps
198Employees
0Clients
1-10Planning clients
0Private funds
49States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2025 — STIFEL INDEPENDENT ADVISORS, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
June 2024 — STIFEL INDEPENDENT ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 1 (6 -> 7).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
May 2024 — STIFEL INDEPENDENT ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 1 (5 -> 6).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — STIFEL INDEPENDENT ADVISORS, LLC added office(s): 76 -> 79 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2024 — STIFEL INDEPENDENT ADVISORS, LLC reported RAUM up 41% ($2.52B -> $3.56B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — STIFEL INDEPENDENT ADVISORS, LLC grew from 112 to 127 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.