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WINCORAM ASSET MANAGEMENT LLC

HOUSTON, TX · CRD 312425 · IAPD ↗ · 832-791-2320

$8.19BRegulatory AUM
11Advisory reps
28Employees
0Clients
n/aPlanning clients
1Private funds
1States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
December 2025 — WINCORAM ASSET MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
52
December 2025 — WINCORAM ASSET MANAGEMENT LLC reported RAUM up 37% ($5.92B -> $8.09B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2025 — WINCORAM ASSET MANAGEMENT LLC reported RAUM up 148% ($2.39B -> $5.92B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2024 — WINCORAM ASSET MANAGEMENT LLC grew from 9 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.