← Tributary

DLD ASSET MANAGEMENT, LP

NEW YORK, NY · CRD 170377 · IAPD ↗ · dldam.com · 347-735-5115

$2.99BRegulatory AUM
12Advisory reps
22Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

58
April 2026 — DLD ASSET MANAGEMENT, LP grew from 9 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2026 — DLD ASSET MANAGEMENT, LP reported RAUM up 84% ($1.62B -> $2.99B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
57
April 2025 — DLD ASSET MANAGEMENT, LP grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
35
April 2024 — DLD ASSET MANAGEMENT, LP reported RAUM down 41% ($3.20B -> $1.88B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
April 2024 — DLD ASSET MANAGEMENT, LP now reports custody of client assets ($158.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.