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DECISIONPOINT FINANCIAL, LLC

MESA, AZ · CRD 296988 · IAPD ↗ · dp457b.com · 480-553-6249

$1.22BRegulatory AUM
14Advisory reps
18Employees
10Clients
251-500Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — DECISIONPOINT FINANCIAL, LLC notice-filed in FL, ID, IN, MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — DECISIONPOINT FINANCIAL, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2026 — DECISIONPOINT FINANCIAL, LLC crossed $1B in regulatory AUM ($848.7M -> $1.22B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
68
April 2025 — DECISIONPOINT FINANCIAL, LLC now reports custody of client assets ($8.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
74
April 2025 — DECISIONPOINT FINANCIAL, LLC grew from 6 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
April 2024 — DECISIONPOINT FINANCIAL, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.