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U.S. FINANCIAL ADVISORS

WILMINGTON, DE · CRD 108763 · IAPD ↗ · 302-483-7200

$0Regulatory AUM
0Advisory reps
0Employees
87Clients
More than 500Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — U.S. FINANCIAL ADVISORS (WILMINGTON, DE) left the SEC roster (was $0 RAUM, 0 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
December 2025 — U.S. FINANCIAL ADVISORS notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2025 — U.S. FINANCIAL ADVISORS moved its main office from BRAINTREE, MA to WILMINGTON, DE.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
December 2025 — U.S. FINANCIAL ADVISORS shrank from 8 to 0 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
April 2025 — U.S. FINANCIAL ADVISORS added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2025 — U.S. FINANCIAL ADVISORS reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
November 2024 — U.S. FINANCIAL ADVISORS now reports custody of client assets ($10.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — U.S. FINANCIAL ADVISORS grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.