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TOTAL WEALTH ADVISORS, LLC

HOPKINS, MN · CRD 164633 · IAPD ↗ · totalwealthadvisors.com · 612-294-9208

$107.2MRegulatory AUM
2Advisory reps
2Employees
1Clients
26-50Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2025 — TOTAL WEALTH ADVISORS, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2025 — TOTAL WEALTH ADVISORS, LLC now reports custody of client assets ($21.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
April 2024 — TOTAL WEALTH ADVISORS, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — TOTAL WEALTH ADVISORS, LLC reported RAUM down 55% ($202.4M -> $90.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2024 — TOTAL WEALTH ADVISORS, LLC shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
58
April 2024 — TOTAL WEALTH ADVISORS, LLC reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.