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FOUNDATION CAPITAL MANAGEMENT, LLC

EAST NORRITON, PA · CRD 142659 · IAPD ↗ · myfcm.com · 610-278-6961

$243.8MRegulatory AUM
2Advisory reps
2Employees
559Clients
26-50Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

62
September 2024 — FOUNDATION CAPITAL MANAGEMENT, LLC reported RAUM up 37% ($134.4M -> $184.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
April 2024 — FOUNDATION CAPITAL MANAGEMENT, LLC (EAST NORRITON, PA) is newly SEC-registered with $134.4M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.