← Tributary

FINANCIAL SYNERGIES

HOUSTON, TX · CRD 105643 · IAPD ↗ · 713-623-6600

$1.81BRegulatory AUM
16Advisory reps
21Employees
0Clients
More than 500Planning clients
0Private funds
27States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
July 2026 — FINANCIAL SYNERGIES notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
December 2025 — FINANCIAL SYNERGIES notice-filed in WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
June 2025 — FINANCIAL SYNERGIES notice-filed in HI, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
May 2025 — FINANCIAL SYNERGIES notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
January 2025 — FINANCIAL SYNERGIES notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
November 2024 — FINANCIAL SYNERGIES's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
47
October 2024 — FINANCIAL SYNERGIES notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
September 2024 — FINANCIAL SYNERGIES notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
April 2024 — FINANCIAL SYNERGIES notice-filed in AR, DC, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.