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SAMSUNG ASSET MANAGEMENT COMPANY, LTD.

SEOUL, Korea, South · CRD 158319 · IAPD ↗ · mpost.naver.com · 82-2-3774-7554

$300.82BRegulatory AUM
365Advisory reps
460Employees
0Clients
0Planning clients
1Private funds
0States
23Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
May 2026 — SAMSUNG ASSET MANAGEMENT COMPANY, LTD.'s Item 11 disclosure-reporting entries rose by 1 (22 -> 23).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — SAMSUNG ASSET MANAGEMENT COMPANY, LTD. grew from 339 to 365 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
25
April 2025 — SAMSUNG ASSET MANAGEMENT COMPANY, LTD.'s Item 11 disclosure-reporting entries rose by 4 (19 -> 23).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — SAMSUNG ASSET MANAGEMENT COMPANY, LTD. grew from 322 to 339 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
54
April 2024 — SAMSUNG ASSET MANAGEMENT COMPANY, LTD. grew from 308 to 322 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.