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DOMINARI SECURITIES LLC

NEW YORK, NY · CRD 18975 · IAPD ↗ · dominarisecurities.com · 212-393-4500

$28.0MRegulatory AUM
8Advisory reps
14Employees
0Clients
1-10Planning clients
0Private funds
53States
9Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — DOMINARI SECURITIES LLC reported RAUM down 33% ($41.6M -> $28.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
66
April 2025 — DOMINARI SECURITIES LLC reported RAUM up 55% ($26.8M -> $41.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2024 — DOMINARI SECURITIES LLC notice-filed in AK, AL, HI, IA, ID, KS, KY, MS, NV, OK, PR, VI, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
72
April 2024 — DOMINARI SECURITIES LLC grew from 1 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.