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LIGHTHOUSE FINANCIAL ADVISORS, INC.

RED BANK, NJ · CRD 121496 · IAPD ↗ · lfadvisors.com · (732) 747-6680

$1.11BRegulatory AUM
7Advisory reps
9Employees
3Clients
251-500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — LIGHTHOUSE FINANCIAL ADVISORS, INC. notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — LIGHTHOUSE FINANCIAL ADVISORS, INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2026 — LIGHTHOUSE FINANCIAL ADVISORS, INC. crossed $1B in regulatory AUM ($869.2M -> $1.11B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
April 2024 — LIGHTHOUSE FINANCIAL ADVISORS, INC. notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — LIGHTHOUSE FINANCIAL ADVISORS, INC. reported RAUM up 26% ($567.4M -> $713.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.