← Tributary

ALIGN IMPACT, LLC

DENVER, CO · CRD 176516 · IAPD ↗ · 805-243-8055

$715.4MRegulatory AUM
11Advisory reps
20Employees
15Clients
51-100Planning clients
3Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
August 2026 — ALIGN IMPACT, LLC (DENVER, CO) left the SEC roster (was $715.4M RAUM, 11 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
53
April 2026 — ALIGN IMPACT, LLC shrank from 19 to 11 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
April 2026 — ALIGN IMPACT, LLC added office(s): 12 -> 14 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
48
April 2025 — ALIGN IMPACT, LLC moved its main office from SANTA MONICA, CA to DENVER, CO.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
53
April 2025 — ALIGN IMPACT, LLC added office(s): 2 -> 12 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2025 — ALIGN IMPACT, LLC now reports custody of client assets ($238.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
April 2024 — ALIGN IMPACT, LLC notice-filed in ID, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2024 — ALIGN IMPACT, LLC reported RAUM up 42% ($511.9M -> $728.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
72
April 2024 — ALIGN IMPACT, LLC grew from 18 to 22 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
February 2024 — ALIGN IMPACT, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.