← Tributary

STEEPROCK CAPITAL

GREENWICH, CT · CRD 172775 · IAPD ↗ · steeprockcapital.com · 212-218-5055

$2.63BRegulatory AUM
8Advisory reps
12Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

59
April 2025 — STEEPROCK CAPITAL reported RAUM up 46% ($1.46B -> $2.12B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
62
April 2025 — STEEPROCK CAPITAL grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
April 2024 — STEEPROCK CAPITAL crossed $1B in regulatory AUM ($893.9M -> $1.46B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.