← Tributary

D. SCOTT NEAL, INC.

LEXINGTON, KY · CRD 110975 · IAPD ↗ · dsneal.com · 859-254-3036

$352.0MRegulatory AUM
6Advisory reps
10Employees
0Clients
26-50Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
December 2025 — D. SCOTT NEAL, INC. (LEXINGTON, KY) left the SEC roster (was $352.0M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
28
April 2025 — D. SCOTT NEAL, INC. changed its website from dscottneal.com to dsneal.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
April 2024 — D. SCOTT NEAL, INC. notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.