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CHARTER OAK ADVISORS LP

NEW YORK, NY · CRD 328387 · IAPD ↗ · charteroakadvisors.com · 212-404-2500

$403.9MRegulatory AUM
4Advisory reps
6Employees
3Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
April 2026 — CHARTER OAK ADVISORS LP reported RAUM up 28% ($315.0M -> $403.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2025 — CHARTER OAK ADVISORS LP reported RAUM up 62% ($225.7M -> $365.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
August 2024 — CHARTER OAK ADVISORS LP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
80
April 2024 — CHARTER OAK ADVISORS LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.