← Tributary

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

PASADENA, CA · CRD 171971 · IAPD ↗ · 626-796-6622

$415.5MRegulatory AUM
6Advisory reps
9Employees
284Clients
1-10Planning clients
2Private funds
27States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2024 — FIRST WILSHIRE SECURITIES MANAGEMENT, INC. notice-filed in DE, MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.