← Tributary

CAPITAL AND PLANNING, LLC

JONESBORO, GA · CRD 321104 · IAPD ↗ · capitalandplanning.com · 678-519-5733

$193.9MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
June 2026 — CAPITAL AND PLANNING, LLC notice-filed in MO, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
April 2026 — CAPITAL AND PLANNING, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
42
August 2024 — CAPITAL AND PLANNING, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2024 — CAPITAL AND PLANNING, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.