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TRILOGY CAPITAL, INC.

IRVINE, CA · CRD 281597 · IAPD ↗ · trilogyfs.com · 949-221-8105

$3.21BRegulatory AUM
74Advisory reps
74Employees
60Clients
1-10Planning clients
0Private funds
47States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — TRILOGY CAPITAL, INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
67
April 2025 — TRILOGY CAPITAL, INC. reported RAUM up 40% ($1.89B -> $2.63B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2024 — TRILOGY CAPITAL, INC. added office(s): 11 -> 13 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — TRILOGY CAPITAL, INC. notice-filed in AL, AR, DE, MS, VT, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.