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ROCKEFELLER CAPITAL MANAGEMENT

NEW YORK, NY · CRD 294197 · IAPD ↗ · rockco.com · 212-549-5100

$36.76BRegulatory AUM
372Advisory reps
602Employees
423Clients
101-250Planning clients
39Private funds
51States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — ROCKEFELLER CAPITAL MANAGEMENT added office(s): 47 -> 51 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2026 — ROCKEFELLER CAPITAL MANAGEMENT grew from 157 to 372 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — ROCKEFELLER CAPITAL MANAGEMENT added office(s): 16 -> 47 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — ROCKEFELLER CAPITAL MANAGEMENT added office(s): 15 -> 16 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2024 — ROCKEFELLER CAPITAL MANAGEMENT grew from 122 to 161 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.