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1015 CAPITAL PARTNERS, LLC

· CRD 328453 · IAPD ↗ · 610-574-7036

$150.4MRegulatory AUM
2Advisory reps
2Employees
0Clients
11-25Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2026 — 1015 CAPITAL PARTNERS, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
62
April 2026 — 1015 CAPITAL PARTNERS, LLC reported RAUM up 36% ($110.2M -> $150.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — 1015 CAPITAL PARTNERS, LLC now reports custody of client assets ($8.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
February 2025 — 1015 CAPITAL PARTNERS, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
October 2024 — 1015 CAPITAL PARTNERS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
April 2024 — 1015 CAPITAL PARTNERS, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.