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WATTS GWILLIAM & COMPANY, LLC

GILBERT, AZ · CRD 131458 · IAPD ↗ · wattsgwilliam.com · 480-889-8998

$1.03BRegulatory AUM
6Advisory reps
9Employees
0Clients
11-25Planning clients
3Private funds
22States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — WATTS GWILLIAM & COMPANY, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
July 2026 — WATTS GWILLIAM & COMPANY, LLC notice-filed in OH, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2026 — WATTS GWILLIAM & COMPANY, LLC crossed $1B in regulatory AUM ($818.9M -> $1.03B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
December 2025 — WATTS GWILLIAM & COMPANY, LLC notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2025 — WATTS GWILLIAM & COMPANY, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2025 — WATTS GWILLIAM & COMPANY, LLC notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
March 2025 — WATTS GWILLIAM & COMPANY, LLC reported RAUM up 35% ($604.6M -> $818.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
February 2025 — WATTS GWILLIAM & COMPANY, LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
January 2025 — WATTS GWILLIAM & COMPANY, LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
October 2024 — WATTS GWILLIAM & COMPANY, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2024 — WATTS GWILLIAM & COMPANY, LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — WATTS GWILLIAM & COMPANY, LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — WATTS GWILLIAM & COMPANY, LLC crossed $500M in regulatory AUM ($432.9M -> $586.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.