← Tributary

NEUBERGER BERMAN LOAN ADVISERS IV LLC

CHICAGO, IL · CRD 324282 · IAPD ↗ · 312-325-7700

$6.07BRegulatory AUM
3Advisory reps
3Employees
0Clients
n/aPlanning clients
13Private funds
2States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
April 2026 — NEUBERGER BERMAN LOAN ADVISERS IV LLC reported RAUM up 77% ($3.44B -> $6.07B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — NEUBERGER BERMAN LOAN ADVISERS IV LLC crossed $1B in regulatory AUM ($865.2M -> $3.44B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
38
November 2024 — NEUBERGER BERMAN LOAN ADVISERS IV LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
33
April 2024 — NEUBERGER BERMAN LOAN ADVISERS IV LLC moved its main office from NEW YORK, NY to CHICAGO, IL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
58
April 2024 — NEUBERGER BERMAN LOAN ADVISERS IV LLC now reports 3 private fund(s) ($865.2M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.