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NB ALTERNATIVES ADVISERS LLC

DALLAS, TX · CRD 149822 · IAPD ↗ · 214-647-9500

$160.24BRegulatory AUM
224Advisory reps
417Employees
15Clients
0Planning clients
159Private funds
0States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — NB ALTERNATIVES ADVISERS LLC grew from 200 to 224 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
83
April 2025 — NB ALTERNATIVES ADVISERS LLC grew from 187 to 200 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
November 2024 — NB ALTERNATIVES ADVISERS LLC's Item 11 disclosure-reporting entries rose by 1 (4 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — NB ALTERNATIVES ADVISERS LLC added office(s): 8 -> 12 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2024 — NB ALTERNATIVES ADVISERS LLC grew from 165 to 187 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.