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BRAVE FAMILY ADVISORS

SUMMIT, NJ · CRD 108512 · IAPD ↗ · 908-522-8822

$624.3MRegulatory AUM
5Advisory reps
7Employees
0Clients
n/aPlanning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
October 2026 — BRAVE FAMILY ADVISORS (SUMMIT, NJ) left the SEC roster (was $624.3M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
53
April 2025 — BRAVE FAMILY ADVISORS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
April 2025 — BRAVE FAMILY ADVISORS crossed $500M in regulatory AUM ($491.3M -> $542.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
April 2024 — BRAVE FAMILY ADVISORS notice-filed in ME, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.