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SFC FINANCIAL LLC

SUNSET HILLS, MO · CRD 129817 · IAPD ↗ · sfcfin.com · 314-842-2001

$208.3MRegulatory AUM
2Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2024 — SFC FINANCIAL LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — SFC FINANCIAL LLC reported RAUM down 26% ($219.5M -> $162.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.