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SSI INVESTMENT MANAGEMENT LLC

LOS ANGELES, CA · CRD 104889 · IAPD ↗ · 310-595-2000

$2.55BRegulatory AUM
11Advisory reps
25Employees
1Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2024 — SSI INVESTMENT MANAGEMENT LLC notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.