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HUDOCK CAPITAL GROUP

WILLIAMSPORT, PA · CRD 149255 · IAPD ↗ · 570-326-9500

$1.00BRegulatory AUM
7Advisory reps
15Employees
0Clients
0Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
March 2026 — HUDOCK CAPITAL GROUP crossed $1B in regulatory AUM ($849.1M -> $1.00B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
December 2025 — HUDOCK CAPITAL GROUP notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
June 2025 — HUDOCK CAPITAL GROUP notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2025 — HUDOCK CAPITAL GROUP reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
April 2024 — HUDOCK CAPITAL GROUP notice-filed in CA, GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.