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DCM ADVISORS, LLC

NEW YORK, NY · CRD 126248 · IAPD ↗ · dcmadvisors.com · 917-386-6260

$260.5MRegulatory AUM
6Advisory reps
11Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
December 2025 — DCM ADVISORS, LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — DCM ADVISORS, LLC reported RAUM down 37% ($349.8M -> $220.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2025 — DCM ADVISORS, LLC shrank from 9 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
April 2024 — DCM ADVISORS, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — DCM ADVISORS, LLC reported RAUM up 29% ($271.2M -> $349.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.