← Tributary

NORTHEAST FINANCIAL GROUP, INC.

ALLENTOWN, PA · CRD 122609 · IAPD ↗ · 570-688-9898

$1.44BRegulatory AUM
1Advisory reps
1Employees
0Clients
26-50Planning clients
4Private funds
11States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
August 2026 — NORTHEAST FINANCIAL GROUP, INC.'s Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — NORTHEAST FINANCIAL GROUP, INC. shrank from 10 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2025 — NORTHEAST FINANCIAL GROUP, INC. reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
January 2025 — NORTHEAST FINANCIAL GROUP, INC. notice-filed in CA, FL, NC, NH, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — NORTHEAST FINANCIAL GROUP, INC. moved its main office from TANNERSVILLE, PA to ALLENTOWN, PA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
72
April 2024 — NORTHEAST FINANCIAL GROUP, INC. grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2024 — NORTHEAST FINANCIAL GROUP, INC. crossed $1B in regulatory AUM ($775.1M -> $1.00B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
March 2024 — NORTHEAST FINANCIAL GROUP, INC. notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.