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SMITH GROUP ASSET MANAGEMENT, LLC

DALLAS, TX · CRD 313265 · IAPD ↗ · cantorassetmanagement.com · 214-880-4600

$1.41BRegulatory AUM
12Advisory reps
14Employees
0Clients
0Planning clients
0Private funds
39States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

30
August 2026 — SMITH GROUP ASSET MANAGEMENT, LLC changed its website from smithasset.com to cantorassetmanagement.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
50
August 2026 — SMITH GROUP ASSET MANAGEMENT, LLC reported RAUM down 36% ($2.21B -> $1.41B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
51
April 2026 — SMITH GROUP ASSET MANAGEMENT, LLC notice-filed in IN, MS, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — SMITH GROUP ASSET MANAGEMENT, LLC reported RAUM up 29% ($1.71B -> $2.21B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
74
April 2026 — SMITH GROUP ASSET MANAGEMENT, LLC grew from 8 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
May 2025 — SMITH GROUP ASSET MANAGEMENT, LLC notice-filed in AK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
April 2025 — SMITH GROUP ASSET MANAGEMENT, LLC notice-filed in DC, LA, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
February 2025 — SMITH GROUP ASSET MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 5 (0 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — SMITH GROUP ASSET MANAGEMENT, LLC notice-filed in ID, KY, MT, NM, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.