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WALLACE HART CAPITAL MANAGEMENT

LEXINGTON, KY · CRD 285981 · IAPD ↗ · wallacehart.com · 859-300-3030

$264.0MRegulatory AUM
3Advisory reps
5Employees
5Clients
1-10Planning clients
1Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
August 2025 — WALLACE HART CAPITAL MANAGEMENT added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2024 — WALLACE HART CAPITAL MANAGEMENT now reports custody of client assets ($22.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.