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AXIOM FINANCIAL STRATEGIES GROUP, LLC

NEW ALBANY, IN · CRD 306618 · IAPD ↗ · 812-913-7701

$404.1MRegulatory AUM
6Advisory reps
9Employees
14Clients
251-500Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2024 — AXIOM FINANCIAL STRATEGIES GROUP, LLC now reports custody of client assets ($13.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — AXIOM FINANCIAL STRATEGIES GROUP, LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.