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HALPERN FINANCIAL, INC.

ASHBURN, VA · CRD 108822 · IAPD ↗ · 240.268.1000

$1.10BRegulatory AUM
7Advisory reps
13Employees
0Clients
n/aPlanning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
November 2024 — HALPERN FINANCIAL, INC. (ASHBURN, VA) left the SEC roster (was $1.10B RAUM, 7 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
April 2024 — HALPERN FINANCIAL, INC. notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
March 2024 — HALPERN FINANCIAL, INC. crossed $1B in regulatory AUM ($828.8M -> $1.10B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.