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SLATE ADVISORY SERVICE (US) LLC

CHICAGO, IL · CRD 310404 · IAPD ↗ · 312-847-1480

$1.71BRegulatory AUM
65Advisory reps
80Employees
3Clients
n/aPlanning clients
6Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2026 — SLATE ADVISORY SERVICE (US) LLC reported RAUM down 55% ($3.85B -> $1.71B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
April 2026 — SLATE ADVISORY SERVICE (US) LLC shrank from 78 to 65 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2025 — SLATE ADVISORY SERVICE (US) LLC shrank from 98 to 78 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
32
April 2024 — SLATE ADVISORY SERVICE (US) LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.