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GHOST TREE CAPITAL

NEW YORK, NY · CRD 167435 · IAPD ↗ · 646-779-0120

$360.0MRegulatory AUM
5Advisory reps
8Employees
0Clients
n/aPlanning clients
1Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
February 2025 — GHOST TREE CAPITAL (NEW YORK, NY) left the SEC roster (was $360.0M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2024 — GHOST TREE CAPITAL grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.