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PROFESSIONAL FINANCIAL SOLUTIONS, LLC

FAIRFAX, VA · CRD 114957 · IAPD ↗ · 703-385-0870

$409.7MRegulatory AUM
6Advisory reps
8Employees
13Clients
11-25Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2025 — PROFESSIONAL FINANCIAL SOLUTIONS, LLC notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2025 — PROFESSIONAL FINANCIAL SOLUTIONS, LLC reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
April 2024 — PROFESSIONAL FINANCIAL SOLUTIONS, LLC notice-filed in AZ, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — PROFESSIONAL FINANCIAL SOLUTIONS, LLC reported RAUM up 25% ($228.7M -> $286.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2024 — PROFESSIONAL FINANCIAL SOLUTIONS, LLC now reports custody of client assets ($996,980).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.