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GALLIARD CAPITAL MANAGEMENT

MINNEAPOLIS, MN · CRD 106487 · IAPD ↗ · 612-667-3220

$80.27BRegulatory AUM
20Advisory reps
89Employees
0Clients
n/aPlanning clients
3Private funds
53States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2025 — GALLIARD CAPITAL MANAGEMENT notice-filed in AK, AL, AR, AZ, DE, HI, ID, LA, ME, MS, MT, ND, NE, NH, NV, OK, PR, SD, UT, VT, WA, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
32
February 2025 — GALLIARD CAPITAL MANAGEMENT notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2024 — GALLIARD CAPITAL MANAGEMENT notice-filed in CO, DC, NM, OR, SC, TN, TX, VI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — GALLIARD CAPITAL MANAGEMENT now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.