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COOK WEALTH, LLC

RALEIGH, NC · CRD 170372 · IAPD ↗ · (919) 784-9100

$529.4MRegulatory AUM
11Advisory reps
29Employees
0Clients
26-50Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
June 2025 — COOK WEALTH, LLC (RALEIGH, NC) left the SEC roster (was $529.4M RAUM, 11 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
March 2025 — COOK WEALTH, LLC crossed $500M in regulatory AUM ($475.0M -> $529.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
June 2024 — COOK WEALTH, LLC notice-filed in NH, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
May 2024 — COOK WEALTH, LLC notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
May 2024 — COOK WEALTH, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2024 — COOK WEALTH, LLC notice-filed in NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.