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ONE ROCK CAPITAL

NEW YORK, NY · CRD 160972 · IAPD ↗ · 212-605-6000

$9.70BRegulatory AUM
50Advisory reps
74Employees
0Clients
n/aPlanning clients
17Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2026 — ONE ROCK CAPITAL reported RAUM down 32% ($14.19B -> $9.70B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
52
April 2025 — ONE ROCK CAPITAL reported RAUM up 36% ($10.41B -> $14.19B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
15
April 2024 — ONE ROCK CAPITAL changed its website from onerockcapital.com to onerock.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
April 2024 — ONE ROCK CAPITAL reported RAUM up 51% ($6.90B -> $10.41B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
66
April 2024 — ONE ROCK CAPITAL grew from 39 to 50 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.