← Tributary

NMS CAPITAL SERVICES, LLC

NEW YORK, NY · CRD 158140 · IAPD ↗ · nms-capital.com · 212-422-7099

$1.87BRegulatory AUM
23Advisory reps
28Employees
0Clients
n/aPlanning clients
5Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
April 2026 — NMS CAPITAL SERVICES, LLC reported RAUM up 30% ($1.44B -> $1.87B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2024 — NMS CAPITAL SERVICES, LLC grew from 15 to 20 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.